CPO/CTA Registration

Recently regulations now require introducing brokers and forex commodity trading advisors (CTA), forex hedge fund managers (also known as commodity pool operators “CPO”) whose business involves retail off-exchange foreign exchange (forex) contracts are required to be NFA members and register with the CFTC.

CPO / CTA Registration includes:

› Complete comprehensive CPO/CTA questionnaire outlining all pertinent aspects of firm’s business
› Complete and file Form 7-R
› Assist in preparation of fingerprint cards
› Complete and file Form 8-R
› Complete and file disclosure documents for CFTC approval and distribution to clients
* CFTC and NFA fees additional
Contact us for pricing.

Payment Policy
Full payment is required up-front. Payments can be made in U.S. Dollars ($). Our preferred form of payment is bank wire transfer, banking details will be provided on request. Once payment has been received in full the client questionnaire will be sent via email.